-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GBRurkeow1yI7zmjQ8kOJgxzQc+PW5QILkxfvaPDsjvhab8D4Q9jqqyWrJgFT9CL I+oihPVnAmwFLmH43Zsz/g== 0000950144-03-001064.txt : 20030203 0000950144-03-001064.hdr.sgml : 20030203 20030203160104 ACCESSION NUMBER: 0000950144-03-001064 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030203 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LEESPORT FINANCIAL CORP CENTRAL INDEX KEY: 0000775662 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 232354007 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-62363 FILM NUMBER: 03536579 BUSINESS ADDRESS: STREET 1: 1240 BROADCASTING ROAD CITY: WYOMISSING STATE: PA ZIP: 19610 BUSINESS PHONE: 6102080966 MAIL ADDRESS: STREET 1: 1240 BROADCASTING ROAD STREET 2: 1240 BROADCASTING ROAD CITY: WYOMISSING STATE: PA ZIP: 19610 FORMER COMPANY: FORMER CONFORMED NAME: FIRST LEESPORT BANCORP INC DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CARL ROBERT D III CENTRAL INDEX KEY: 0000900952 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 8300 DUNWOODY PLACE STREET 2: STE 209 CITY: ATLANTA STATE: GA ZIP: 30350 BUSINESS PHONE: 7705189020 MAIL ADDRESS: STREET 1: 8300 DUNWOODY PLACE STREET 2: STE 209 CITY: ATLANTA STATE: GA ZIP: 30350 SC 13G/A 1 g80465sc13gza.htm LEESPORT FINANCIAL CORP / ROBERT D CARL III LEESPORT FINANCIAL CORP / ROBERT D CARL III
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549

SCHEDULE 13G/A
(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO 13d-1(b)(c), AND (d) AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b)

(Amendment No. 1)1

 
Leesport Financial Corp.
(Name of Issuer)
 
Common Stock
(Title of Class of Securities)
 
32062107
(CUSIP Number)
 
January 31, 2003
(Date of Event Which Requires Filing of This Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

  o  Rule 13d-1(b)
  x  Rule 13d-1(c)
  o  Rule 13d-1(d)

[Continued on the following pages.]

  1 The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 
CUSIP NO.    320682107     13G PAGE   2   OF  6  PAGES
                 
(1)   NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Robert D. Carl, III
   
(2)   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP   (a) o
    Not Applicable.   (b) o
   
(3)   SEC USE ONLY
 
   
(4)   SOURCE OF FUNDS
PF
   
(5)   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
Not Applicable. 		  o
   
(6)   CITIZENSHIP OR PLACE OF ORGANIZATION
USA
   
NUMBER OF
SHARES 		  (7)   SOLE VOTING POWER
149,606**
 
BENEFICIALLY
OWNED BY 		  (8)   SHARED VOTING POWER
6,250**
 
EACH
REPORTING 		  (9)   SOLE DISPOSITIVE POWER
149,606**
 
PERSON WITH   (10)   SHARED DISPOSITIVE POWER
6,250**
   
(11)   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
155,856**
   
(12)   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
Not Applicable. 		o
   
(13)   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.8%
   
(14)   TYPE OF REPORTING PERSON
IN
   

**   See Item 4 of this Schedule

2

 

Item 1(a).     Name of Issuer.

    Leesport Financial Corp.

Item 1(b).     Address of Issuer’s Principal Executive Offices.

    133 North Centre Avenue
Leesport, Pennsylvania 19533

Item 2(a).     Name of Person Filing.

    Robert D. Carl, III

Item 2(b).     Address of Principal Business Office.

    8302 Dunwoody Place, Suite 200
Atlanta, GA 30350

Item 2(c).     Citizenship.

    The United States of America

Item 2(d).     Title of Class of Securities.

    Common Stock, $5.00 par value

Item 2(e).     CUSIP Number.

    320682107

Item 3.     If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:

  (a)   o  Broker or dealer registered under Section 15 of the Exchange Act.
 
  (b)   o  Bank as defined in Section 3(a)(6) of the Exchange Act.
 
  (c)   o  Insurance company as defined in Section 3(a)(19) of the Exchange Act.
 
  (d)   o  Investment company registered under Section 8 of the Investment Company Act.
 
  (e)   o  An investment advisor in accordance with Rule 13d-1(b)(1)(ii)(E);
 
  (f)   o  An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);

- 3 -

 

  (g)   o  A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);
 
  (h)   o  A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;
 
  (i)   o  A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the                      Investment Company Act;
 
  (j)   o  Group, in accordance with Rule 13d-1(b)(1)(ii)(J).

Item 4.     Ownership.

  (a)   Amount beneficially owned: 155,856 shares of common stock
 
      Mr. Carl disclaims beneficial ownership with respect to (i) 6,250 shares owned by Anne C.A. Currie, (ii) 4,784 shares owned by the Patricia A. Donahue Trust u/w 09-01-00 FBO Annelies Aemilia Currie Carl, and (iii) 4,784 shares owned by the Patricia A. Donahue Trust u/w 09-01-00 FBO James Robert Currie Carl.
 
      Mr. Carl shares voting power and dispositive power over 6,250 shares owned by his wife, Anne C.A. Currie.
 
  (b)   Percent of class: 4.8%
 
  (c)   Number of shares as to which such person has:
 
    (i)  Sole power to vote or to direct the vote: 149,606
 
    (ii)  Shared power to vote or to direct the vote: 6,250
 
    (iii)  Sole power to dispose or to direct the disposition of: 149,606
 
    (iv)  Shared power to dispose or to direct the disposition of: 6,250

- 4 -

 

Item 5.     Ownership of Five Percent or Less of a Class.

    If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [x].

Item 6.     Ownership of More than Five Percent on Behalf of Another Person.

    Anne C.A. Currie has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, 6,250 shares of common stock of Leesport Financial Corp. The Patricia A. Donahue Trust u/w 09-01-00 EBO Annelies Aemilia Currie Carl and the Patricia A. Donahue Trust u/w 09-01-00 EBO James Robert Currie Carl have the right to receive dividends from, or the proceeds from the sale of, 4,784 shares each of common stock of Leesport Financial Corp.
 
    The interest of any one such person or entity does not exceed 5% of the class of securities.

Item 7.     Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent
                 Holding Company or Control Person.

    Not Applicable.

Item 8.     Identification and Classification of Members of a Group.

    Not Applicable.

Item 9.     Notice of Dissolution of Group.

    Not Applicable.

Item 10.   Certification.

    By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

- 5 -

 

SIGNATURE

     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

   
  Date: January 31, 2003
 
 
 
  /s/ Robert D. Carl, III
Robert D. Carl, III

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